Anti-Corruption

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Remarks at Conference on "Shareholder Rights, the 2009 Proxy Season, and the Impact of Shareholder Activism" blog
Speech by SEC Commissioner: Remarks at Conference on "Shareholder Rights, the 2009 Proxy Season, and the Impact of Shareholder Activism" by Commissioner Troy A. Paredes U.S. Securities and Exchange Commission Center for Capital Markets Competitiveness U.S. Chamber of Commerce Washington, D.C.
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Statement at News Conference Announcing Additional Charges in Stanford Ponzi Scheme Case blog
Speech by SEC Staff: Statement at News Conference Announcing Additional Charges in Stanford Ponzi Scheme Case by Robert Khuzami Director, Division of Enforcement U.S. Securities and Exchange Commission U.S. Department of Justice Washington, D.C. June 19, 2009

Good afternoon. My name is Robert Khuzami, and I am proud to represent the men and women of the SEC’s Division of Enforcement as its Director.

On February 17, the SEC charged Allen Stanford and two of his associates with operating a massive fraud.

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Address before the New York Financial Writers' Association Annual Awards Dinner blog
Speech by SEC Chairman: Address before the New York Financial Writers’ Association Annual Awards Dinner by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission New York, N.Y. June 18, 2009

Thank you Myron [Kandel] for that kind introduction and for inviting me to speak here tonight.

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Statement at SEC-DOL Hearing on Target Date Funds blog
Speech by SEC Chairman: Statement at SEC-DOL Hearing on Target Date Funds by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission Department of Labor Washington, D.C. June 18, 2009

Good morning and welcome. I would like to begin by thanking Secretary Hilda Solis, Deputy Secretary Seth Harris and their dedicated staff at the Department of Labor for hosting this event and working with the SEC staff to hold this joint hearing. I truly believe that investors will benefit from our productive collaboration.

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Strengthening Examination Oversight: Changes to Regulatory Examinations blog
Speech by SEC Staff: Strengthening Examination Oversight: Changes to Regulatory Examinations by Lori A. Richards Director, Office of Compliance Inspections and Examinations U.S. Securities and Exchange Commission SIFMA Compliance and Legal Division St. Louis Regional Seminar The New World of Compliance and Legal
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Improving the Role of the Securities Regulators in a Changing Global Financial System blog
Speech by SEC Chairman: Improving the Role of the Securities Regulators in a Changing Global Financial System by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission IOSCO 2009 34th Annual Conference Tel Aviv, Israel June 11, 2009

Good morning. And, thank you Hans [Hoogervorst, Chairman, Authority for the Financial Markets, Netherland, and Vice Chair of the IOSCO Technical Committee] for that kind introduction.

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"Combating Securities Fraud at Home and Abroad" blog
Speech by SEC Commissioner: "Combating Securities Fraud at Home and Abroad" by Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Third Annual Fraud and Forensic Accounting Education Conference Atlanta, Georgia
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Statement at News Conference Announcing Fraud Charges Against Former Countrywide Executives blog
Speech by SEC Staff: Statement at News Conference Announcing Fraud Charges Against Former Countrywide Executives by Robert Khuzami Director, Division of Enforcement U.S. Securities and Exchange Commission Washington, D.C. June 4, 2009

Good afternoon. Thank you for coming.

My name is Robert Khuzami, and I am the Director of the SEC's Division of Enforcement.

I am joined by my colleagues up here on the dais. It is their skill and hard work that have brought us here today. I will introduce them at the conclusion of my remarks.

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Reversing Course — Putting Investors First in Regulatory Reform blog
Speech by SEC Commissioner: Reversing Course — Putting Investors First in Regulatory Reform by Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Compliance Week Annual Conference Washington, D.C.
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The Road Ahead: Short Sale Regulation for Today's Markets blog
Speech by SEC Staff: The Road Ahead: Short Sale Regulation for Today’s Markets by James A. Brigagliano Co-Acting Director, Division of Trading and Markets U.S. Securities and Exchange Commission STA’s 13th Annual Washington Conference, Regulatory Reset in 2009 Washington, D.C.
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