LeanGRC™ Overview - Streamline Governance, Risk and Compliance Processes for Accelerated Growth and Profitability resource White Papers OCEG Reviewed
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011) resource White Papers OCEG Reviewed
Summary: This paper assesses proposals to redefine the scope of activities of systemically important financial institutions. Alongside reform of prudential regulation and oversight, these have been offered as solutions to the too-important-to-fail problem.
OCEG Critical Conversations: CLO at the Center resource White Papers OCEG Reviewed
In this sixth installment of the Critical Conversations whitepaper series, sponsored by Mitratech, OCEG describes the conversations a Chief Legal Officer or General Counsel must have with other enterprise executives to successfully participate in the development and implementation of an integrated governance, risk management and compliance (GRC) capability t
Standard & Poor's Ratings: Enterprise Risk Management resource White Papers OCEG Reviewed
"Standard & Poor’s Ratings Services has expanded its review of the financial service industry’s enterprise risk management (ERM) practices. This enterprise risk management initiative is an effort to provide more in-depth analysis and incisive commentary on the many critical dimensions of risk that determine overall creditworthiness.
Tokyo Stock Exchange (TSE) Listed Companies White Paper on Corporate Governance 2011 resource White Papers OCEG Reviewed
TSE conducted a comprehensive analysis of the current corporate governance situation of TSE listed companies and issued the "TSE Listed Companies White Paper on Corporate Governance 2011."
SEC, Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers: Exploring a Possible Method of Incorporation (May 2011) resource White Papers OCEG Reviewed
A Staff Paper from the Office of the Chief Accountant at the SEC (May 26, 2011).
Internal Audit Leads the Way to Performance Improvement (April 2011) resource White Papers OCEG Reviewed
A White Paper by Patrick D. Warren, James Hannan, and Craig P. Youngberg.
The goal of improvement audits is not only to root out inefficient processes and procedures but also to recommend ways to improve business practices and performance. This white paper addresses internal audit’s role in improving business performance over the next decade.
Published by Crowe Horwath.
Data Analytics Survey (2011) resource White Papers OCEG Reviewed
Free registration required.
Government in Financial Services: Exits and Strategies (2010) resource White Papers OCEG Reviewed
This report includes findings from C-suite executives, heads of central banks, regulators and industry think tanks on exit routes available for governments to reverse their directive role.
OCEG Critical Conversations: CECO at the Center resource White Papers OCEG Reviewed
In this fifth installment of the Critical Conversations whitepaper series, sponsored by Mitratech, OCEG describes the conversations a Chief Ethics and Compliance Officer must have with other enterprise executives to successfully participate in the development and implementation of an integrated governance, risk management and compliance (GRC) capability
