Building the Foundation for a Comprehensive GRC Program resource White Papers Member contribution
This white paper looks at the business benefits to be gained from taking an integrated approach to corporate GRC management, describes the characteristics of such an approach, and suggests the tech requirements to support a comprehensive and integrated GRC program.
Sink or Swim: Recognizing the Critical Role of Legal for an Effective GRC Program resource White Papers Member contribution
This white paper explains why establishing a collaborative relationship between GRC and Legal should be integral to a company’s GRC strategy.
The Evolving Role of Internal Audit in a Connected GRC Environment resource White Papers Member contribution
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011) resource White Papers OCEG Reviewed
Summary: This paper assesses proposals to redefine the scope of activities of systemically important financial institutions. Alongside reform of prudential regulation and oversight, these have been offered as solutions to the too-important-to-fail problem.
Standard & Poor's Ratings: Enterprise Risk Management resource White Papers OCEG Reviewed
"Standard & Poor’s Ratings Services has expanded its review of the financial service industry’s enterprise risk management (ERM) practices. This enterprise risk management initiative is an effort to provide more in-depth analysis and incisive commentary on the many critical dimensions of risk that determine overall creditworthiness.
Tokyo Stock Exchange (TSE) Listed Companies White Paper on Corporate Governance 2011 resource White Papers OCEG Reviewed
TSE conducted a comprehensive analysis of the current corporate governance situation of TSE listed companies and issued the "TSE Listed Companies White Paper on Corporate Governance 2011."
SEC, Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers: Exploring a Possible Method of Incorporation (May 2011) resource White Papers OCEG Reviewed
A Staff Paper from the Office of the Chief Accountant at the SEC (May 26, 2011).
Internal Audit Leads the Way to Performance Improvement (April 2011) resource White Papers OCEG Reviewed
A White Paper by Patrick D. Warren, James Hannan, and Craig P. Youngberg.
The goal of improvement audits is not only to root out inefficient processes and procedures but also to recommend ways to improve business practices and performance. This white paper addresses internal audit’s role in improving business performance over the next decade.
Published by Crowe Horwath.
Government in Financial Services: Exits and Strategies (2010) resource White Papers OCEG Reviewed
This report includes findings from C-suite executives, heads of central banks, regulators and industry think tanks on exit routes available for governments to reverse their directive role.