A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC) resource Articles OCEG Reviewed
The Dodd-Frank Wall Street Reform and Consumer Protection Act is one of the most complex pieces of legislation ever written. Financial service firms and other impacted organizations are just beginning to understand the Act's many facets and its full impact.
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011) resource National Regulations OCEG Reviewed
SUMMARY: Section 113 of the Dodd- Frank Wall Street Reform and Consumer Protection Act (the ‘‘Dodd-Frank Act’’) authorizes the Financial Stability Oversight Council (the ‘‘Council’’) to require a nonbank financial company to be supervised by the Board of Governors of the Federal Reserve System (the ‘‘Board of Governors’’) and be subject to prudential standards in accordance with Title I of the
Corporate Governance - King III report - Introduction and overview (PwC) resource Standards and Guidelines OCEG Reviewed
The release of King III (King Report on Corporate Governance for South Africa) report on 1 September 2009 represents a significant milestone in the evolution of corporate governance in South Africa and brings with it significant opportunities for organisations that embrace its principles. Documents on the site include:
PwC Insight: Corporate Governance resource Articles OCEG Reviewed
Articles collection from PricewaterhouseCoopers.
Green paper on the EU corporate governance framework (2011) resource Guides OCEG Reviewed
The Commission has adopted a Green Paper on corporate governance in Europe which launches a public consultation on possible ways forward to improve existing corporate governance mechanisms. The Green Paper contains three chapters: boards, shareholders and the comply-or-explain principle. The objective of the Green Paper is to have a broad debate on the issues raised.
NASDAQ OMX Group, Inc. Corporate Governance Guidelines (April 2010) resource Examples OCEG Reviewed
The Board of Directors of The NASDAQ OMX Group, Inc. (the "Company") sets high standards for the Company's employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance. It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company's business.
ISO, 9000:2005: Quality management systems -- Fundamentals and vocabulary (Catalog Page) resource Standards and Guidelines OCEG Reviewed
ISO 9000:2005 describes fundamentals of quality management systems, which form the subject of the ISO 9000 family, and defines related terms.
It is applicable to the following:
a) organizations seeking advantage through the implementation of a quality management system;
COSO, Guidance Documents resource Organizations & Associations OCEG Reviewed
COSO (Commitee on Sponsoring Organizations) guidance documents posted on the following topics: Enterprise Risk Management, Internal Controls and Fraud Deterrence.
OCEG 2010 GRC Maturity Survey resource OBS Report - APR OCEG Reviewed
A report of the responses to the 2010 GRC Maturity Survey. Hundreds of participants responded to questions about the extent to which their organizations have harmonized governance, risk management and compliance process; identified benefits gained from an integrated GRC capability; and indicated their views on the negative effects of fragmented processes.
The Marks GRC Survey - Results resource Research / Studies Member contributionOCEG Reviewed
These are the results of a short survey conducted by Norman Marks via social networking sites and blogs for those interested in GRC. It addresses the participants' views of the meaning of GRC, the value it presents and the appropriateness of the current OCEG definition of GRC.
