Defense Federal Acquisition Regulation Supplement; Display of DoD Inspector General Fraud Hotline Posters (DFARS Case 2010–D026)(2011, Proposed Rule) resource National Regulations OCEG Reviewed
DoD is proposing to issue a rule amending the Defense Federal Acquisition Regulation Supplement (DFARS) to require contractors to display the DoD fraud hotline poster in common work areas.
76 Federal Register 13327 (March 11, 2011)
DOL / OIG Hotline Web Site resource Agency Web Sites OCEG Reviewed
The OIG operates a hotline to receive and process allegations of fraud, waste, and abuse concerning DOL grants, contracts, programs and operations. The OIG also addresses allegations of criminal activity and serious misconduct involving DOL employees.
SEC, Office of the Whistleblower Website resource Agency Web Sites OCEG Reviewed
On July 21, 2010, the President signed into law the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"). Among other things, the Act establishes a whistleblower program that enables the SEC to pay an award, under regulations prescribed by the SEC and subject to certain limitations.
SEC, Memorandum: File on S7-33-10, Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (2011) resource OCEG Reviewed
From: Christian L. Broadbent, Counsel to Commissioner Elisse B. Walter
Meeting with members and representatives of National Whistleblowers Center (“NWC”) The agenda and other materials submitted are attached to this Memorandum.
Date: March 16, 2011
Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper resource White Papers Member contributionOCEG Reviewed
"The old paradigm of regulatory change management is clearly a recipe for disaster given the volume, pace of change
ACFE's 2010 Report to the Nations on Occupational Fraud and Abuse resource Research / Studies OCEG Reviewed
Introduction: "The ACFE's 2010 Report to the Nations on Occupational Fraud and Abuse is based on data compiled from a study of 1,843 cases of occupational fraud that occurred worldwide between January 2008 and December 2009. All information was provided by the Certified Fraud Examiners (CFEs) who investigated those cases.
Gain Insight and Efficiency by Taking a Consistent Approach to Campus Incidents resource White Papers Member contribution
In order to gain insight into potential organizational risk, a major public university system in southern United States recently conducted a survey to understand how faculty, staff and students reported potential issues across their various campuses. Specifically, the survey focused on what happened when someone observed a violation of the university’s policies, e.g.
Employee Helplines: Safety Valve or False Security? (why many don't work and what to do about it)(2009) resource Events Member contribution
Join Donna Boehme, Principal, Compliance Strategists LLC (and former Group Compliance and Ethics Officer of BP plc), for a frank, interactive discussion on the confidential employee helpline.
Internal Hotlines vs. Third-Party Systems resource White Papers Member contribution
This white paper describes the major factors for consideration when determining whether to develop and manage an ethics and compliance “hotline” reporting system or to select and implement a third-party solution.