Governance

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World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page resource Research / Studies Member contributionOCEG Reviewed

The standards and codes initiative was launched in 1999 to strengthen the international financial architecture following the emerging market crises of the 1990s.

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Organisation for Economic Co-operation and Development (OECD) resource Organizations & Associations Member contributionOCEG Reviewed
The OECD has thirty market-democracy member countries, including the U.S., and focuses on economic and social issues.
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OECD Principles of Corporate Governance, as Revised (2004) resource International Materials Member contributionOCEG Reviewed
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Published by the Organisation for Economic Co-operation and Development (OCED). The OECD is an organization of 30 member countries. One of OECD's roles in the international community is to foster good governance and effective practices, assisting governments in the areas of responsiveness and monitoring.

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European Corporate Governance Institute (ECGI) resource Organizations & Associations Member contributionOCEG Reviewed
The ECGI is an international scientific non-profit association, providing a forum for debate and dialogue between academics, legislators and practitioners, and focusing on major corporate governance issues.
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SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005) resource National Regulations Member contributionOCEG Reviewed
Commission response to remand by court of appeals.   Issued July 7, 2005. Federal rule, after remand from the United States Court of Appeals for the District of Columbia Circuit to the SEC, implementing the Investment Company Act of 1940, as amended, to require investment companies that rely on certain exemptive rules to adopt certain governance practices.
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New York Stock Exchange (NYSE), Corporate Governance resource Guides  Member contributionOCEG Reviewed

The Corporate Governance Listing Standards are set out in Section 303A of the NYSE Listed Company Manual.

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NASDAQ, Corporate Governance Resources resource Guides  Member contributionOCEG Reviewed

Resources include FAQs on corporate governance issues and NASDAQ Staff Interpretive Letters.

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NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003) resource National Regulations Member contributionOCEG Reviewed

Securities and Exchange Commission Order approving the proposed changes to rules relating to corporate governance due to changes made by the Sarbanes-Oxley Act of 2002.

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Nasdaq, Corporate Governance (2004) resource Guides  Member contributionOCEG Reviewed

Full text in PDF format of Nasdaq Rules -

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Corporate Governance Failures: What Went Wrong (OCEG Research) resource Research / Studies OCEG Reviewed
Failures in corporate governance coupled with white collar crime and fraud undoubtedly impair a firm and its market performance. In this paper, the OCEG Research Team looks at 50 notable failures and analyzes what really went wrong.
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