USSC Federal Sentencing Guidelines Manual, 2011 Ed. resource Agency Guidances OCEG Reviewed
The United States Sentencing Commission ("Commission") is an independent agency in the judicial branch composed of seven voting and two non-voting, ex officio members.
SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act resource Agency Web Sites OCEG Reviewed
This SEC site references all the rules that the Commission has proposed or adopted in connection with the Dodd-Frank Act. That Act contains more than 90 provisions that require SEC rulemaking, and dozens of other provisions that give the SEC discretionary rulemaking authority. Of the mandatory rulemaking provisions, the SEC has proposed or adopted rules for about three-quarters of them.
Operational Risk & Regulation Magazine resource Books / Publications OCEG Reviewed
A monthly magazine published by Incisive Financial Publishing Limited and posted at Risk.net.
SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011) resource Research / Studies OCEG Reviewed
Preface: The Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the Board of Governors of the Federal Reserve System (the Board) are submitting this report to the Senate Committees on Banking, Housing, and Urban Affairs and Agriculture, Nutrition, and Forestry and the House Committees on Financial Services and Agriculture in fulfillment of Section 813
Singapore, Consultation Paper on Proposed Revisions to the Code of Corporate Governance (June 2011) resource Agency Guidances OCEG Reviewed
From the Monetary Authority of Singapore (MAS) on 14 June 2011.
PwC Insight: Corporate Governance resource Articles OCEG Reviewed
Articles collection from PricewaterhouseCoopers.
EU, Corporate governance reform - consultation (2011) resource National Laws OCEG Reviewed
As part of a wider reform of EU corporate law, the Commission is now examining how to strengthen the rules and make them less dependent on self-regulation. Managers and boards of directors would be held more accountable for their decisions.
CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition) resource Guides OCEG Reviewed
The CIPE Guide to Governance Reform introduces techniques and key principles in designing a reform agenda. This guide explains how private sector citizens and organizations can tailor reform programs to their own country’s situation.
Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009) resource Guides OCEG Reviewed
The Principles of Corporate Governance for Listed Companies were formulated at the TSE in March of 2004 based on suggestions made by the Listed Company Corporate Governance Committee.
Green paper on the EU corporate governance framework (2011) resource Guides OCEG Reviewed
The Commission has adopted a Green Paper on corporate governance in Europe which launches a public consultation on possible ways forward to improve existing corporate governance mechanisms. The Green Paper contains three chapters: boards, shareholders and the comply-or-explain principle. The objective of the Green Paper is to have a broad debate on the issues raised.
