Investigations

Welcome to the Investigations community group. This group addresses GRC issues that arise in the conduct of investigations regarding compliance and ethical conduct.

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Sarbanes-Oxley 'Ax', The (2005) resource Articles Member contributionOCEG Reviewed
Submitted by Knowledge Manager on Jul, 29 2006
Article on SEC investigations and enforcement. From the CPA Journal Online.
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PCAOB Drafts Bill to Make Disciplinary Proceedings Public (September 2010) resource Articles OCEG Reviewed

Introduction: The Public Company Accounting Oversight Board has written to Congress with a draft bill that would amend the Sarbanes-Oxley Act to allow it to make its disciplinary hearings of accounting firms and auditors public.

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