O3. Approach & Accountability

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Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules resource Organizations & Associations OCEG Reviewed

Contents and links on this site:

  1. Laws
  2. Accounting Standards
  3. Regulations
  4. Listing Rules
  5. Official Codes and Guidelines
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EU, European Commission Prospectus Directive (Rev. 2009) resource Agency Web Sites OCEG Reviewed

EC Press Release, 24 September 2009: The Prospectus Directive lays down the rules governing the prospectus that has to be made available to the public in case a public offer or admission to trading of transferable securities in a regulated market takes place in the EU.

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My Test Product

GRC MODEL ELEMENT: BLUEPRINT CATEGORIES:
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Why is GRC important? blog
Submitted by nmarks on May, 17 2010

I have been blogging about what GRC is, advocating the definition developed by the Open Compliance and Ethics Group, OCEG (see this and subsequent posts). But, I haven’t really talked about why the concept of GRC has value.

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A product Microsoft

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GRC MODEL ELEMENT: BLUEPRINT CATEGORIES:
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Business Continuity Maturity Model® (BCMM®) resource OCEG Reviewed
The Business Continuity Maturity Model® (BCMM®) is a free open access tool created to assist businesses in building and maintaining a sustainable BC program. New standards for business continuity are continuously emerging, pressuring BC managers to find a business continuity program diagnostic tool that is objective, consistent and repeatable.
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FFIEC, Business Continuity Planning (2008) resource Agency Guidances OCEG Reviewed
The overall goal of this booklet is to provide guidance to the financial services industry about the importance of business continuity planning, which establishes the basis for financial institutions to recover and resume business processes when operations have been disrupted unexpectedly.
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Sustaining Operational Resiliency: A Process Improvement Approach to Security Management (2006) resource White Papers OCEG Reviewed
Carnegie Mellon University, Software Engineering Institute   Abstract: Organizations face an ever-changing risk environment. The risk that emanates from the day-to-day activities of the organization, operational risk, is the subject of increasing attention, particularly in the banking and finance industry, because of the potential to significantly dis-rupt an organization’s pursuit of its mission. Security, business continuity, and IT operations management are activities that traditionally support operational risk management.
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SEC, Enforcement Manual (2008) resource Agency Guidances OCEG Reviewed
The Enforcement Manual (“Manual”) is an electronic document designed to be a reference for the staff in the U.S. Securities and Exchange Commission’s (“SEC”) Division of Enforcement (“Division” or “Enforcement”) in the investigation of potential violations of the federal securities laws. It contains various general policies and procedures and is intended to provide guidance only to the staff of the Division.
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Related terms
O1. Outcomes & Commitment
O2. Roles & Responsibilities
O3. Approach & Accountability