O2. Roles

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USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011) resource Standards and Guidelines OCEG Reviewed

This compilation contains unofficial text of amendments submitted to Congress on April 28, 2011, effective November 1, 2011.

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Final Guidance on Sound Incentive Compensation Policies (June 25, 2010) resource Agency Guidances OCEG Reviewed

75 Federal Register 36395 (June 25, 2010)

Agencies: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System, (Board or Federal Reserve); Federal Deposit Insurance Corporation (FDIC); Office of Thrift Supervision, Treasury (OTS).

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OCEG One Minute Poll: Compliance Officers - Got Status? June 2010 resource OMP - One Minute Poll OCEG Reviewed
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A quick research poll of the OCEG Worldwide Membership June 2010

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Bribery Act of 2010, United Kingdom resource National Laws

The Bribery Act applies to both public and private corporations, and to individuals.

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Audit Committee Annual Self Evaluation Form resource Forms Member contribution

An Adobe form to assist with audit committee self evaluation and allow information input.

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Why is GRC important? blog

I have been blogging about what GRC is, advocating the definition developed by the Open Compliance and Ethics Group, OCEG (see this and subsequent posts). But, I haven’t really talked about why the concept of GRC has value.

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OCEG One Minute Poll: Does Internal Audit Share the Blame? resource OMP - One Minute Poll OCEG Reviewed
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A quick research poll of the OCEG worldwide membership. May 2009

 

 

 

 

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OCEG One Minute Poll: Have a Compliance Committee? resource OMP - One Minute Poll OCEG Reviewed
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A quick research poll of the OCEG worldwide membership. April 2009

 

 

 

 

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OCEG One Minute Poll: How Many Compliance Teams? resource OMP - One Minute Poll OCEG Reviewed
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A quick survey of the OCEG worldwide membership. February 2009

 

 

 

 

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